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DERIVATIVES
Funds-Axis continues to lead the way in
respect of the understanding of derivatives usage under UCITS III.
Examples of recent client work include:
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Preparation of UK derivatives risk
management process documents (DRMPs)
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Remediation of Lux DRMP's to comply with
requirements of CSSF Circular 07/308
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Delivery of extensive derivatives training
to a leading City law firm
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Working with a leading derivatives
Exchange to understand and document the UCITS compliance of their credit
derivative products
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Performance of a specialist compliance monitoring review
to assess actual derivatives usage against stated policy and robustness of
operational controls
Click here for an example of the detailed training that Funds-Axis has also
widely delivered on the use of Derivatives under UCITS III. |
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