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With Funds-Axis GRC, you can quickly transform your
operational and control environments and deliver cost reduction,
risk reduction, process efficiency and quality enhancements across
your organisation.
It is available on a
single-module basis or on a multi-modular basis. Pricing is
exceptionally flexible and can be on a per-user, per-module or
enterprise-wide basis.
An overview of each of the modules is set
out below. Contact us to for further information or for a demo, either
by webex or in your offices.
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CASE STUDIES
Incident / Process Management Module
Ensure
consistent incident resolution and processes management
across your entire organisation. Replace
numerous existing spreadsheets and databases and
introduce efficient processes for new fund launches and
client take-ons, pricing errors, dealing errors,
investment breaches, complaints, password and system
requests, change requests and much more. Together with
high-quality root-cause analysis and consistent business
reporting, this module can ensure process efficiency and
good governance across all your operational activities.
More
Document Management Module
Best of breed
document management functionality allows you to control the
creation, edit, review, approval, distribution and archive of
all of the documents within your organisations. This includes
for example the following documents: policies and procedures,
SLAs and approved signatory list, trust deeds, prospectus, ISDA
documentation, key features documents and investor
communications.
More
Policy Management Module
A
comprehensive framework for SAS70 , AAF01/06, TCF, UCITS,
Derivatives risk, Outsourcing oversight etc. You can
easily capture all your Policies and Business
obligations and related business controls. The
assessment framework provides assurance that all
business obligations are properly understood and
discharged and enables concise demonstration of the same
to Managers, Regulators, Auditors and other
stakeholders.
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Risk
Management
The risk
module provides an industry standard risk management
framework. Capture all risks along with mitigating
controls and perform decentralised risk and control
self-assessments. Heat-map reporting provides senior
management with up-to-date, at a glance, understanding
of key risks within the organisation.
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Audit and Assessment
Module
The audit and
assessment module can be used by Compliance, Risk and Audit departments
to manage periodic audit programmes. It can be deployed within
Operational business units to support the completion of the many
operational forms and business processes that are completed on a daily,
weekly, monthly or annual basis. The module enables the creation,
planning, scheduling and performance of audits and assessments,
including management of all related resourcing, checklists,
documentation and reporting. The module features comprehensive findings
management and corrective actions plans functionality.
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Fund Masterfile
The Fund Masterfile is
a centralised repository for all your fund information and fund
documents. The Fund Masterfile fully supports EFAMA's Fund Processing
Passport initiative.
More
Dynamic Dashboard
Reporting
Dynamic Dashboard
reporting is integrated with all modules of Funds-Axis GRC. It is a
standalone product which can also easily integrate with all of your
business systems to give consistent, high quality, intuitive and
visually engaging reporting across all business functions. Click here
for
more information or here to
test drive now!
Funds-Axis GRC is sophisticated workflow technology which
features comprehensive security and entitlements functionality
and full version control and revision management together with
extensive audit trail functionality. Funds-Axis GRC features
import and export capabilities as well as a comprehensive API
which facilitates full integration with existing transfer
agency, valuation, investment monitoring and other systems.
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