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Collective investment schemes are regulated by the Hong Kong SFC. The SFC issues both Codes and Guidance as set out below. Click here to go to the relevant section of the SFC website or see below for: Codes or for Circulars and Guidance.

» CODES
 •  Code on Immigration-Linked Investment Schemes
 •  Code on Investment-Linked Assurance Schemes
 •  Code on Pooled Retirement Funds
 •  Code on Real Estate Investment Trusts
 •  Code on Unit Trusts and Mutual Funds
 •  SFC Code on MPF Products
» CIRCULARS & GUIDANCE
 •  Circular to licensed corporations which are Engaged in Asset Management and/or Giving Advice on Funds/Portfolios - Fund Management Activities Survey 2003
 •  Circular to Fund Managers regarding the Capital Investment Entrant Scheme and Related Undertaking
 •  Circular to Intermediaries Regarding the Marketing of Hedge Funds
 •  Circular to licensed corporations which are Engaged in Asset Management and/or Giving Advice on Funds/Portfolios - Fund Management Activities Survey 2004
 •  Circular to SFC Licensed Fund Managers and Investment Advisers - FAQs for Investors on UCITS III
 •  Circular to SFC Registered Institutions - FAQs for Investors on UCITS III
 •  General Circular to SFC-approved Fund Management Companies
 •  General Circular to SFC-approved Fund Management Companies - Investment in SFC-authorised Real Estate Investment Trusts ('REITs') by Unit Trusts and Mutual Funds authorised under the SFC Code on Unit Trusts and Mutual Funds ('UT Code')
 •  Guidance Note to SFC Approved Fund Management Companies - Suspension of Dealings
 •  Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet
   
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