RISK OVERSIGHT SERVICES

Our risk management activities will be tailored to meet your specific requirements and will be delivered subject to agreed service levels.

These include:

Risk Management Documentation and Governance

Funds-Axis can support the review, documentation and implementation of proportionate and best-of-breed Risk Management Process documentation, systems and processes.

Interim Management & Resourcing

We have provided this support extensively to leading asset managers and acted in interim Head of Risk Management roles, including for leading Asset Managers, Trustee / Depositary businesses.

MANAGED SERVICES

All of our solutions are available as either implemented technology or as fully manged SAAS solutions.

Funds-Axis managed services are delivered subject to detailed SLAs.

Key features of Funds-Axis Managed Services for Investment Compliance and Shareholder Disclosures typically include:

  • Data management

  • Daily operational processes

  • System governance checks

  • Results investigation and validation

  • Risk reporting

IMPLEMENTATIONS

Our team has significant expertise in large and complex implementations, including transition from legacy systems.

We have worked with major global Custodians and Asset Managers and have led the implementations of investment compliance systems covering multiple regulatory jurisdictions.

Our Project Managers, Business Analysts and Quality Assurance teams follow our defined project methodologies to ensure successful, time and cost effective, implementations projects.

We have detailed experience of working with over 30 Administrators, Custodians and Prime Brokers and data vendors.

Success factors:

  • Usage of Prince 2 project methodology

  • Experienced professionals

  • Detailed regulatory expertise

  • Tried and tested implementation toolkit