Our Shareholder Disclosures solution provides automated monitoring of global shareholder disclosure rules across 80+ countries on a single platform.

This includes the monitoring of:
  • Major Shareholdings
  • Takeover Disclosures
  • Short Selling
  • Foreign Investment Rules
  • Sensitive Sector Rules
KEY FEATURES
  • Comprehensive rules engine
  • Pre-configured package of disclosure rules
  • Decomposition of indices and baskets
  • Early warning thresholds
  • Aggregation at multiple levels
  • Single click report generation
  • Full disclosure workflow

MAJOR SHAREHOLDING DISCLOSURES

Confidently monitor for major shareholding disclosures globally, including for US 13D and 13G. This includes EU Transparency Directive with automated TR1 report generation at the touch of a button.

TAKEOVER RULE 8

Fully automated monitoring for UK Takeover dealing disclosures at the touch of button. We provide all data for UK Takeover Panel Offerees and Offerors and similar provision in 14 other countries around the world. Includes automated generation and population of Form 8.3.

SHORT SELLING

Disclosure monitoring for global short selling rules, including for EU short selling for equities, sovereign debt and credit default swaps.

ISSUER LIMITS

There are additional disclosures at issuer level for stocks in France, Belgium and some other countries. This is all fully automated, with issuer limits set-up and ready to go.

SENSITIVE SECTOR LIMITS

In most jurisdictions, sensitive industry sectors are subject to specific restrictions on investment. Although sector-specific restrictions often apply to both domestic and foreign bidders, frequently foreign bidders are subject to a greater number of restrictions. Our solution provides for automated monitoring of these sector limits.

FOREIGN INVESTMENTS

The recent trend of increased regulatory reporting requirements by foreign investors appears set to continue. Automatically monitor your holdings for foreign investment restrictions and prior notification thresholds.

s.793 REQUESTS

In just a few clicks, you can easily see all your holdings to be able to respond without fuss to s. 793 requests. Simply select the issuer and dates and click to view all holdings. As easy as that.

DATA LISTS

We can provide all required data, including issued capital and voting rights data, 13F data, issuer limits, takeover stocks, sensitive sector data etc. We work with a number of data vendors, including Thomson Reuters.

TO FIND OUT MORE ABOUT OUR SHAREHOLDER DISCLOSURES SOLUTION, BOOK A DEMO OR CONTACT US FOR MORE INFORMATION.

+44 (0)28 9032 9736 CONTACT US