orange group outline who are we

Who We Are

Funds-Axis is a RegTECH (Regulatory Technology) company, with a unique combination of regulatory expertise and best-of-breed technology. aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa

orange file with magnifying glass

Client Case Studies

We help you meet your regulatory obligations with lower costs, lower risk and in a shorter time-frame compared to our competitors or if you develop in-house solution.

orange thought bubble png

Our Philosophy

We strive to maintain a reputation for first class delivery of our products and services and to be a market leader in the area of investment compliance, risk and regulatory reporting.


UCITS investment compliance

UCITS Investment Compliance

Our technology provides instant compliance with the UCITS rules as well as other regulatory rules (Non-UCITS rules, US 1940 Act, Canadian Mutual Fund rules etc).

Shareholder Disclosures image

Shareholder Disclosures

Funds-Axis Shareholder Disclosures provides automated monitoring of global shareholder disclosure rules across 80+ countries on a single platform.

Depositary Cash Flow Monitoring image

Depositary Cash Flow Monitoring

Our technology supports depositary cash flow monitoring ensuring compliance with UCITS V and AIFMD.

US 1940 Act Investment Compliance monitoring image

1940 Act

We offer out-of-the box coverage of the US 1940 Act Investment Compliance monitoring, in addition to UCITS and many more.
13F Reporting image

13F Reporting

Our 13F solution is available as a stand-alone service or as part of a comprehensive suite of solutions.
Funds Axis bar chart image

Value-at-Risk Analysis

We have teamed with Statpro to make available best of breed Value-at-Risk Analysis available to our clients.

Funds Axis AIFMD image

AIFMD Annex IV Reporting

Our AIFMD solution enables organisations to rapidly comply with the AIFMD regulations without implementation costs or delay.
Funds Axis S.793 image

s. 793 Reporting

With a full history of all holdings, we enable you to quickly respond to s. 793 requests.

Funds Axis AuditComply image


AuditComply ensures greater control, better insights and management of your auditing process.
Funds Axis FCA Derivatives Use Reporting image

FCA Derivatives Use Reporting

We offer a fully automated solution in addition to a simple excel to xml conversion solution to ensure compliance with FCA Derivatives Use Reporting

Funds Axis conductor image

Open Protocol

On request, we are able to provide a full Open Protocol reporting service, including all necessary risk calculations, data enrichment, data aggregation and population of the Open Protocol templates.
Funds Axis world map

Our Data Integrations

We have integrations in place with a wide range of Fund Administrators, Prime Brokers and security data vendors.


Funds-Axis provide investment compliance, risk, regulatory reporting and shareholder disclosures technology to the asset management industry. Our solutions are available either as implemented technology or as a fully managed outsourced service tailored to your specific requirements.



Funds-Axis Knowledge Portals are used by asset managers across the globe.

The solutions are available on a single subscription, enterprise-wide basis. To see how we can reduce your costs of compliance, please Contact Us for a demo or a free trial.



We are a small and growing team of smart, friendly people. We have a growing list of global clients and we work very hard to deliver outstanding products and service to them. We are taking complex regulatory and compliance challenges and making them very simple.